130/30 Funds the Evolution of Active Equity Investing

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Authors

Weigand, Robert A.
Weber, Florian
Krusen, Charles

Issue Date

2008-03-1

Type

Working paper

Language

en_US

Keywords

130/30 funds , Active portfolio extentions , Financial risk management , Information ratio , Portfolio management , Risk management

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Abstract

We analyze the confluence of factors contributing to the momentum in the 130/30 space, including the product's strong theoretical underpinnings and appropriateness for investors' objectives in the 21st century. We discuss quantitative and fundamental approaches to 130/30s and present evidence on product performance and fees, which will also influence the pace of adoption of active extension strategies. Aggregate performance data indicates that 130/30s have outperformed long-only portfolios by 300-350 basis points per year over the past 3-5 years. Based on these factors, we predict that 130/30s will continue evolving as key component of investors' equity allocation, and that investors are on their way to becoming as comfortable with 130/30 funds as they are with other approaches to active investing.

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Washburn University. School of Business

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