R&D Manipulation Around SEOs and SEO Valuations

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Authors

Walker, Rosemary
Kwak, Sungkyu
Hull, Robert M.

Issue Date

2015-06-1

Type

Working paper

Language

en_US

Keywords

SEOs , Seasoned equity offerings , R&D , Research and development

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Abstract

Prior research finds T&D reductions around SEOs are linked to insider ownership decreases. This suggests that insiders underinvest in R&D to inflate earnings so as to increase SEO value. We construct a variable that measures R&D underinvestment, and use this variable within a regression methodology to test its effect on SEO valuation. We discover greater R&D underinvestment is associated with lower valuation even before the announcement of an SEO, frustrating insiders' efforts to increase SEO value by reducing R&D. We also find that lower valuation of SEO firms due to R&D underinvestment continues up to two years after SEOs.

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Washburn University. School of Business

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